|
Title |
Author |
Date |
| |
|
|
| Commentary: Swaps Reporting is a Flawed Response to a Pressing Need |
Stephen J. Nelson |
January 10, 2011 |
| Commentary: The Role of SWAPs In The Financial Panic of 2008 |
Stephen J. Nelson |
December 17, 2010 |
| Commentary: States' Rights Embodied in the Securities Laws |
Stephen J. Nelson |
December 8, 2010 |
| Commentary: Reconsidering the Role of the Equity Market Maker |
Stephen J. Nelson |
November 30, 2010 |
| Commentary: Money Market Reform |
Stephen J. Nelson |
November 16, 2010 |
| Commentary: ERISA's Fiduciary Standard Is Applied to Broker-Dealer |
Stephen J. Nelson |
November 9, 2010 |
| Commentary: Shift in Regulation Towards Sophisticated Investors |
Stephen J. Nelson |
October 27, 2010 |
| Commentary: Two Decades and Four Flash Crashes |
Stephen J. Nelson |
October 19, 2010 |
| Commentary: European Derivatives and Short Sales Rules Revisited |
Stephen J. Nelson |
October 14, 2010 |
| Commentary: The SEC Sets its Sights on Muni Bonds |
Scott M. Dubowsky |
October 5, 2010 |
| Commentary: The Promise of a Consolidated Order Audit Trail |
Stephen J. Nelson |
September 16, 2010 |
| Commentary: Investors' Reversal of Fortune With Reverse Convertibles |
Scott M. Dubowsky |
August 31, 2010 |
| Commentary: The Next Chapter in European Short-Sale Regulation |
Stephen J. Nelson |
August 23, 2010 |
| Commentary: Dodd-Frank Arms the SEC |
Stephen J. Nelson |
August 17, 2010 |
| Commentary: Dodd-Frank Hits Wall Street and Main Street |
Stephen J. Nelson |
August 3, 2010 |
| Commentary: The Trouble with Access Fees |
Stephen J. Nelson |
July 20, 2010 |
| Commentary: Why We Should Care About European Curbs on Compensation |
Stephen J. Nelson |
July 13, 2010 |
| Commentary: The Magic of Self-Regulation |
Stephen J. Nelson |
July 7, 2010 |
| Commentary: New Circuit Brekers Let Markets Call 'Time Out' |
Beth N. Lowson |
June 29, 2010 |
| Commentary: The "Foreign-Cubed" Equation |
Daniel M. Zinn |
June 22, 2010 |
| Commentary: The Investor's Advocate |
Stephen J. Nelson |
June 15, 2010 |
| Commentary: FINRA's NYSE Reg Takeover -- The End of an Era? |
Stephen J. Nelson |
June 9, 2010 |
| Commentary: What's Old is New Again |
Stephen J. Nelson and Mary Anne Mayo |
June 1, 2010 |
| Commentary: Regulatory Hemlines |
Scott M. Dubowsky and Mary Anne Mayo |
May 25, 2010 |
| Commentary: Adventures in Convergence |
Stephen J. Nelson |
May 18, 2010 |
| Commentary: Europe Tries to Discourage Regulatory Arbitrage |
Stephen J. Nelson |
May 10, 2010 |
| Commentary: The Winds of Change Blow on Private Offerings |
Stephen J. Nelson |
May 3 , 2010 |
| Commentary: SEC Resurrects the Large Trader Reporting Rules |
Stephen J. Nelson and Mary Anne Mayo |
April 27, 2010 |
| Commentary: SEC Aims to Clip Securitization's Wings |
Stephen J. Nelson |
April 20, 2010 |
| Commentary: European Regulators Ramp Up Insider Trading Enforcement |
Stephen J. Nelson |
April 13, 2010 |
| Commentary: U.S. Reacts to European Hedge Fund Regulations |
Stephen J. Nelson |
April 6, 2010 |
| Commentary: The Possibilities of Fixed-Income Exchanges |
Sean W. McDowell |
March 22, 2010 |
| Commentary: U.S. Wins Gold ... In Short Sales Restrictions |
Stephen J. Nelson |
March 2, 2010 |
| Commentary: Shedding Light on the Dark Liquidity Debate |
Stephen J. Nelson |
February 16, 2010 |
| Commentary: The Human Element in Market Structure Changes |
Stephen J. Nelson |
February 2, 2010 |
| Commentary: A Gap in Regulation of the OTC Markets |
Stephen J. Nelson |
January 26, 2010 |
| Commentary: The Changing Role of the Broker-Dealer in an Electronic Universe |
Stephen J. Nelson |
January 19, 2010 |
| Commentary: FINRA's Latest Attempt to Deal with Finders |
Stephen J. Nelson |
January 13, 2010 |
| Commentary: Making it Up as We Go Along |
Stephen J. Nelson |
January 5, 2010 |
| Commentary: Not Enough Sun Getting Through TRACE's Shutters |
Beth N. Lowson |
December 21, 2009 |
| Commentary: Do High-Frequency Traders Add Value to the Market? |
Stephen J. Nelson |
December 15, 2009 |
| Commentary: To the Victims Go the Spoils |
Daniel M. Zinn |
December 7, 2009 |
| Commentary: Advisers to Hedge Funds May Face New Federal Regulation |
Scott M. Dubowsky |
November 30, 2009 |
| Commentary: With Dark Pool Regulation, Be Careful What You Wish For |
Stephen J. Nelson |
November 16, 2009 |
| Commentary: Turner Report Reactions Are a Vector for Regulatory Reform |
Stephen J. Nelson |
November 10, 2009 |
| Commentary: Why Does MTLQQ Continue to Trade? |
Stephen J. Nelson |
November 2, 2009 |
| Commentary: Regulators' Recommendations Are an Exercise in Fantasy |
Stephen J. Nelson |
October 26, 2009 |
| Commentary: Latest Adventures in Derivatives Reform |
Stephen J. Nelson |
October 20, 2009 |
| Commentary: Credit Rating is a Case Study in Regulatory Reform |
Stephen J. Nelson |
October 13, 2009 |
| Commentary: Obama's Plan to End Securities Arbitration |
Stephen J. Nelson |
October 8, 2009 |
| Commentary: End of an Era for OTC Bulletin Board? |
Stephen J. Nelson |
September 23, 2009 |
| Commentary: The U.K. Remuneration Reform |
Stephen J. Nelson |
September 15, 2009 |
| Commentary: The Specter of a Transaction Tax Rises Again |
Stephen J. Nelson |
September 9, 2009 |
| Commentary: FINRA's Song Without a Melody |
Stephen J. Nelson |
September 1, 2009 |
| Commentary: The Long Arm of the SEC |
Daniel M. Zinn |
August 25, 2009 |
| Commentary: Global Short Sale Regulation |
Stephen J. Nelson |
August 17, 2009 |
| Commentary: Shoots With Green Paint on Them |
Stephen J. Nelson |
August 13, 2009 |
| Commentary: Flash Orders Yet Another Challenge to Market Structure |
Stephen J. Nelson |
August 5, 2009 |
| Commentary: Goldstein Overruled |
Stephen J. Nelson |
July 30, 2009 |
| Commentary: The Global Reach of U.S. Financial Services Regulation |
Stephen J. Nelson |
July 20, 2009 |
| Commentary: New Wine in Old Wineskins |
Stephen J. Nelson |
July 8, 2009 |
| Commentary: The European Version of Obama's Financial Regulation Proposal |
Stephen J. Nelson |
June 29, 2009 |
| Commentary: The Art of the Possible in Financial Regulatory Reform |
Stephen J. Nelson |
June 22, 2009 |
| Commentary: Awating the Next Pecora Commission |
Stephen J. Nelson |
June 13, 2009 |
| Commentary: Proposed Derivatives Could Signal a Bottom |
Scott M. Dubowsky |
June 8, 2009 |
| Address to the St. Louis Traders Association Convention |
Stephen J. Nelson |
June 4, 2009 |
| Commentary: In Madoff's Wake, Client Custody Rule to Get a Makeover |
Stephen J. Nelson |
May 28, 2009 |
| Commentary: Fixing the Financial Crisis Through Compensation Regulation |
Stephen J. Nelson |
May 18, 2009 |
| Commentary: Putting Humpty Dumpty Back Together Again |
Stephen J. Nelson |
May 12, 2009 |
| Commentary: What's the SEC Up To? |
Stephen J. Nelson |
May 4, 2009 |
| Commentary: Politics and Short Sales |
Stephen J. Nelson |
April 27, 2009 |
| Commentary: Much Ado About Marking to Market |
Stephen J. Nelson |
April 21, 2009 |
| Commentary: Get Ready for a Systemic Global Regulator |
Stephen J. Nelson |
April 6, 2009 |
| Commentary: Money Isn't the Answer to Better Regulation |
Stephen J. Nelson |
March 30, 2009 |
| Commentary: The Perils of Principle-Based Regulation |
Danielle D'Angelo |
March 24, 2009 |
| Compensation in the New Regulatory Environment |
Stephen J. Nelson |
March 17, 2009 |
| Commentary: The Difficulty of Global Securities Regulation |
Stephen J. Nelson |
March 9, 2009 |
| Commentary: FSA Proposes More Sunlight on Short Sales |
Stephen J. Nelson |
March 2, 2009 |
| Commentary: Trading Ahead in OTC Equities, Round Two |
Stephen J. Nelson |
February 23, 2009 |
| TALF: Jumper Cables Searching for a Dead Battery |
Stephen J. Nelson |
February 12, 2009 |
| Influential Think Tank Recommends Tame Reform of Financial Services |
Stephen J. Nelson |
February 6, 2009 |
| ERISA's Unintended Consequences |
Stephen J. Nelson |
January 29, 2009 |
| Hedge Fund Regulation Takes a Step Forward in Europe |
Stephen J. Nelson |
January 23, 2009 |
| Internet Distribution of Proxy Materials |
The Nelson Law Firm |
January 21, 2009 |
| Put It in Writing |
Beth N. Lowson |
January 15, 2009 |
| Opinion: Why Didn't FINRA Catch Madoff? |
Stephen J. Nelson |
January 8, 2009 |
| Why the SEC Has Failed |
Stephen J. Nelson |
December 18, 2008 |
| The SROs and Due Process |
Stephen J. Nelson |
December 11, 2008 |
| NBA Insider: The Strange Case of Mark Cuban |
Stephen J. Nelson |
December 5, 2008 |
| Europe Proposes to Regulate Hedge Funds and Private Equity Firms |
Stephen J. Nelson |
November 19, 2008 |
| The Ill-Conceived Rule of Research |
Stephen J. Nelson |
November 12, 2008 |
| Change: The Election's Effect on Securities Regulation |
Stephen J. Nelson |
November 6, 2008 |
| The Evil Credit Default Swaps |
Stephen J. Nelson |
October 30, 2008 |
| Once Bitten, Twice Shy: Losing Faith in U.S. Equity Markets |
Scott M. Dubowsky |
October 24, 2008 |
| Object-Oriented Regulation |
Stephen J. Nelson |
October 14, 2008 |
| The Pools |
Stephen J. Nelson |
October 8, 2008 |
| Unwise Political Tampering with the Markets |
Stephen J. Nelson |
October 2, 2008 |
| Short Sale Regulatory Panic |
Stephen J. Nelson |
September 25, 2008 |
| More From the SEC on Globalization |
Stephen J. Nelson |
September 17, 2008 |
| The Yin and Yang of Global Securities Regulation |
Stephen J. Nelson |
September 10, 2008 |
| The SEC's Latest Effort to Combat Insider Trading |
Natasha Meruelo |
September 2, 2008 |
| Rents and the Floor Brokers |
Steven McNamara |
August 14, 2008 |
| The Next Chapter in Insider Trading |
Stephen J. Nelson |
August 7, 2008 |
| Credit Ratings Offer No Guaramtees on this Seal of Approval |
Beth N. Lowson |
August 1, 2008 |
| Financial Crisis Leads to Restrictions on Short Sales |
Stephen J. Nelson |
July 24, 2008 |
| The Agnostic Regulator: The Shift in Policy |
Stephen J. Nelson |
July 18, 2008 |
| The New Barbarians at the Gate |
Stephen J. Nelson |
July 9, 2008 |
| Democracy and the SEC |
Stephen J. Nelson |
June 26, 2008 |
|
The Extinction of the New York Stock Exchange Specialist |
Stephen J. Nelson |
June 20, 2008 |
|
Hedge Fund Regulation European Style |
Stephen J. Nelson |
June 12, 2008 |
|
US - Canadian Mutual Recognition |
Stephen J. Nelson |
June 5, 2008 |
|
The Bane of Derivatives |
Stephen J. Nelson |
May 30, 2008 |
|
Rule 144: A Shell Game |
Scott M. Dubowsky |
May 22, 2008 |
|
Getting Robbed at the Pump |
Daniel M. Zinn |
May 15, 2008 |
|
PWG Tells Hedge Funds Where to Go and How |
Stephen J. Nelson |
May 8, 2008 |
|
The Mysteries of Best Execution |
Stephen J. Nelson |
April 30, 2008 |
|
The Pillars of Registration |
Stephen J. Nelson |
April 25, 2008 |
|
Crisis in and out of the Financial Markets |
Stephen J. Nelson |
April 17, 2008 |
|
Collapsing the Distinction Between BDs and Advisers |
Stephen J. Nelson |
April 10, 2008 |
|
Treasury's Blueprint for Financial Regulatory Reform What it Means on the Trading Desk |
Stephen J. Nelson |
April 3, 2008 |
|
Mutual Recognition The Example of MiFID |
Stephen J. Nelson |
March 27, 2008 |
|
The Nationalization of Bear Stearns |
Stephen J. Nelson |
March 19, 2008 |
|
Naked Shorts |
Stephen J. Nelson |
March 13, 2008 |
|
Regulatory Schizophrenia |
Stephen J. Nelson |
March 6, 2008 |
|
Foreign Issuers The Great Fault Line in US Securities Law |
Stephen J. Nelson |
February 28, 2008 |
|
The Battle for Stone Ridge |
Stephen J. Nelson |
February 21, 2008 |
|
Mutual Recognition |
Stephen J. Nelson |
February 14, 2008 |
|
Sunlight, Disinfectants & Globalization |
Stephen J. Nelson |
February 7, 2008 |
|
Guarding the Guards |
Stephen J. Nelson |
February 1, 2008 |
|
The Big Boy Dilemma |
Stephen J. Nelson |
January 25, 2008 |
